Kraken Battles SEC Over ‘Investment Concept’ Wording in Filing

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Kraken Battles SEC Over ‘Investment Concept’ Wording in Filing

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On April 9th, 2024 Kraken submits to U.S. court a reply to SEC April's letter against Kraken's motion to dismiss SEC case for Kraken operating as Unregistered Securities Exchange, Broker, Dealer, and Clearing Agency

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05

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10

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2024

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12

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Kraken filed a reply Thursday to the SEC’s April letter on the company’s motion to dismiss the case, alleging that the agency failed to identify “any investment contracts that were (or could be) traded, brokered or settled on Kraken.

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Kraken submits to U.S. court a reply to SEC April's letter against Kraken's motion to dismiss SEC case for Kraken operating as unregistered securities exchange, broker letter to dismiss SEC charges for acting as unregistered stock exchange, broker, clearing agent

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Kraken submits to U.S. court a reply to SEC April's letter against Kraken's motion to dismiss SEC case for Kraken operating as unregistered securities exchange, broker letter to dismiss SEC charges for acting as unregistered stock exchange, broker, clearing agent

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https://www.bloomberg.com/news/articles/2024-05-10/kraken-battles-sec-over-investment-concept-wording-in-filing