Self-regulatory organizations (SROs) are required to file SEC Form 19b-4 with the SEC before making any changes to its rules, specifically with regard to trading rules.

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Self-regulatory organizations (SROs) are required to file SEC Form 19b-4 with the SEC before making any changes to its rules, specifically with regard to trading rules.

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SEC Form 19b-4: What It Is, How It Works, Examples

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https://www.investopedia.com/terms/s/sec-form-19b-4.asp

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Filing the SEC form 19b-4 is an essential requirement for self-regulatory organizations (SROs) seeking to propose rule changes to their bylaws, rules, and regulations.

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