The SEC has the power and responsibility to lead investigations into potential violations of the SEA, such as insider trading, selling unregistered stocks, stealing customers' funds, manipulating market prices, disclosing false financial information, and breaching broker-customer integrity.

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The SEC has the power and responsibility to lead investigations into potential violations of the SEA, such as insider trading, selling unregistered stocks, stealing customers' funds, manipulating market prices, disclosing false financial information, and breaching broker-customer integrity.

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Investopedia

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Securities Exchange Act created Securities and Exchange Commission (SEC) to regulate and discipline all aspects of the securities industry -register, regulate, oversee market participants, require periodic reporting information, discipline market participants and lead investigations into potential violations of the act

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What Is the Securities Exchange Act of 1934? Reach and History

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https://www.investopedia.com/terms/s/seact1934.asp

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What Is the Securities Exchange Act of 1934? Reach and History

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Securities Exchange Act created Securities and Exchange Commission (SEC) to regulate and discipline all aspects of the securities industry -register, regulate, oversee market participants, require periodic reporting information, discipline market participants and lead investigations into potential violations of the act

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