To meet its pleading burden, the SEC must plausibly allege that Kraken acted as an unregistered exchange, broker-dealer, and clearing agent with respect to securities—here, “investment contracts.”

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To meet its pleading burden, the SEC must plausibly allege that Kraken acted as an unregistered exchange, broker-dealer, and clearing agent with respect to securities—here, “investment contracts.”

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Kraken

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In April 9th, 2024 filling to court Kraken argues that for case to be accepted by court SEC must plausibly allege that Kraken acted as an unregistered exchange, broker-dealer, and clearing agent with respect to securities (investment contracts), which are being regulated by SEC

Source

Kraken's reply memorandum to court in response to SEC letter in support to Kraken's motion to dismiss SEC case against Kraken for operating as unregistered securities exchange, broker, clearing agent

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https://storage.courtlistener.com/recap/gov.uscourts.cand.421113/gov.uscourts.cand.421113.69.0.pdf

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Kraken's reply memorandum to court in response to SEC letter in support to Kraken's motion to dismiss SEC case against Kraken for operating as unregistered securities exchange, broker, clearing agent

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In April 9th, 2024 filling to court Kraken argues that for case to be accepted by court SEC must plausibly allege that Kraken acted as an unregistered exchange, broker-dealer, and clearing agent with respect to securities (investment contracts), which are being regulated by SEC

Crypto

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