Certain securities are exempted from the securities registration process. The exempted transactions include private offerings to a limited number of persons or institutions; offerings of limited size; intrastate offerings; securities of municipal, state, and federal governments

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Certain securities are exempted from the securities registration process. The exempted transactions include private offerings to a limited number of persons or institutions; offerings of limited size; intrastate offerings; securities of municipal, state, and federal governments

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Not all offerings of securities must be registered with the Commission. Some exemptions from the registration requirement include: private offerings to a limited number of persons or institutions; offerings of limited size; intrastate offerings; and securities of municipal, state, and federal governments.

Sources

The Laws That Govern the Securities Industry

Topics

Requirements and implications of Securities Act of 1933

Referenced by

The Laws That Govern the Securities Industry

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Not all offerings of securities must be registered with the Commission. Some exemptions from the registration requirement include: private offerings to a limited number of persons or institutions; offerings of limited size; intrastate offerings; and securities of municipal, state, and federal governments.

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