Securities Act of 1933 requires securities sold on primary market in U.S to be registered with SEC

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Securities Act of 1933 requires securities sold on primary market in U.S to be registered with SEC

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Quotes that support the claim

The Securities Act effectuates disclosure through a mandatory registration process in any sale of any securities. In reality, due to a number of exemptions (for trading on the secondary market and small offerings), the Act is mainly applied to primary market offerings by issuers. Under Section 5 of the Securities Act, all issuers must register non-exempt securities with the Securities and Exchange Commission (SEC).

Sources

Securities Act of 1933

Topics

Requirements and implications of Securities Act of 1933

Referenced by

Requirements and implications of Securities Act of 1933

Crypto

The Securities Act effectuates disclosure through a mandatory registration process in any sale of any securities. In reality, due to a number of exemptions (for trading on the secondary market and small offerings), the Act is mainly applied to primary market offerings by issuers. Under Section 5 of the Securities Act, all issuers must register non-exempt securities with the Securities and Exchange Commission (SEC).

Crypto