The purpose of Form 19b-4 is to allow self-regulatory organizations (SROs) to propose changes to their rules, policies, and procedures to the SEC.

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The purpose of Form 19b-4 is to allow self-regulatory organizations (SROs) to propose changes to their rules, policies, and procedures to the SEC.

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The form serves as a formal request for the SEC's approval or disapproval of proposed rule changes, ensuring compliance with federal securities laws.
The primary purpose of Form 19b-4 is to allow SROs to propose changes to their rules, policies, and procedures to the SEC.

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Overview of what the S.E.C 19b-4 form is