The Securities and Exchange Commission (SEC) is the regulatory arm of the Securities Exchange Act of 1934. The SEA granted the SEC broad authority to regulate all aspects of the securities industry. It manages the disclosure and sharing of market-related information, which is designed to promote fair dealing for investors and protect against securities fraud.
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What Is the Securities Exchange Act of 1934? Reach and History
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Securities Exchange Act created Securities and Exchange Commission (SEC) to regulate and discipline all aspects of the securities industry -register, regulate, oversee market participants, require periodic reporting information, discipline market participants and lead investigations into potential violations of the act
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