SEC Form 19b-4 is a form that is used to inform the Securities and Exchange Commission (SEC) of a proposed rule change by a self-regulatory organization (SRO) pursuant to Rule 19b-4 under the Securities Exchange Act of 1934.1

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SEC Form 19b-4 is a form that is used to inform the Securities and Exchange Commission (SEC) of a proposed rule change by a self-regulatory organization (SRO) pursuant to Rule 19b-4 under the Securities Exchange Act of 1934.1

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SEC Form 19b-4: What It Is, How It Works, Examples

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https://www.investopedia.com/terms/s/sec-form-19b-4.asp

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Filing the SEC form 19b-4 is an essential requirement for self-regulatory organizations (SROs) seeking to propose rule changes to their bylaws, rules, and regulations.

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