SEC claims that Coinbase’s failure to register has deprived investors of significant protections, including inspection by the SEC, recordkeeping requirements, and safeguards against conflicts of interest, among others

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Name

SEC claims that Coinbase’s failure to register has deprived investors of significant protections, including inspection by the SEC, recordkeeping requirements, and safeguards against conflicts of interest, among others

Types

News event
Claim

Date

06

Month
/

06

Day
/

2023

Year

12

:

00

am

Quotes that support the claim

As alleged in the SEC’s complaint, Coinbase’s failure to register has deprived investors of significant protections, including inspection by the SEC, recordkeeping requirements, and safeguards against conflicts of interest, among others.

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Sources

SEC Charges Coinbase for Operating as an Unregistered Securities Exchange, Broker, and Clearing Agency

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SEC Charges Coinbase for Operating as an Unregistered Securities Exchange, Broker, and Clearing Agency

Crypto

Press release

SEC Charges Coinbase for Operating as an Unregistered Securities Exchange, Broker, and Clearing Agency and sale of unregistered securities

Crypto

News story

As alleged in the SEC’s complaint, Coinbase’s failure to register has deprived investors of significant protections, including inspection by the SEC, recordkeeping requirements, and safeguards against conflicts of interest, among others.

Crypto

Quote