In a press conference on Wednesday afternoon, Uniswap’s COO Mary-Catherine Lader and Chief Legal Officer Marvin Ammori told reporters that the content of the Wells notice was focused on Uniswap acting as an unregistered securities broker and unregistered securities exchange.
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DeFi Exchange Uniswap Receives Enforcement Notice From the SEC
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DeFi Exchange Uniswap received Notification from SEC (so called Wells notice) that it intends to pursue an enforcement action against Uniswap for acting as an unregistered securities broker and unregistered securities exchange
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