DeFi Exchange Uniswap received Notification from SEC (so called Wells notice) that it intends to pursue an enforcement action against Uniswap for acting as an unregistered securities broker and unregistered securities exchange

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DeFi Exchange Uniswap received Notification from SEC (so called Wells notice) that it intends to pursue an enforcement action against Uniswap for acting as an unregistered securities broker and unregistered securities exchange

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04

Month
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10

Day
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2024

Year

12

:

00

am

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In a press conference on Wednesday afternoon, Uniswap’s COO Mary-Catherine Lader and Chief Legal Officer Marvin Ammori told reporters that the content of the Wells notice was focused on Uniswap acting as an unregistered securities broker and unregistered securities exchange.
Wells notices are preliminary warnings that inform respondents of the charges the regulator is considering bringing against them. They usually lead to enforcement actions.
Decentralized crypto exchange Uniswap received a notice from the U.S. Securities and Exchange Commission (SEC) that it intends to pursue an enforcement action, the company disclosed on Wednesday

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DeFi Exchange Uniswap Receives Enforcement Notice From the SEC for Operating as Unregistered Securities Broker and Unregistered Securities Exchange

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DeFi Exchange Uniswap Receives Enforcement Notice From the SEC

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DeFi Exchange Uniswap Receives Enforcement Notice From the SEC for Operating as Unregistered Securities Broker and Unregistered Securities Exchange

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Wells notices are preliminary warnings that inform respondents of the charges the regulator is considering bringing against them. They usually lead to enforcement actions.

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