DeFi Exchange Uniswap Receives Enforcement Notice From the SEC for Operating as Unregistered Securities Broker and Unregistered Securities Exchange

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Name

DeFi Exchange Uniswap Receives Enforcement Notice From the SEC for Operating as Unregistered Securities Broker and Unregistered Securities Exchange

Types

News story

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SEC did not comment on the existence or nonexistence of a possible investigation of DeFi exchange Uniswap for it acting as an unregistered securities broker and unregistered securities exchange
It remains unclear whether Uniswap’s native token, UNI, was implicated as a potential security in the SEC’s enforcements notice to Uniswap for it acting as an unregistered securities broker and unregistered securities exchange
DeFi Exchange Uniswap claimed to fight SEC charges for acting as an unregistered securities broker and unregistered securities exchange
DeFi Exchange Uniswap received Notification from SEC (so called Wells notice) that it intends to pursue an enforcement action against Uniswap for acting as an unregistered securities broker and unregistered securities exchange

Date

04

Month
/

10

Day
/

2024

Year

12

:

00

am

Related news events

SEC did not comment on the existence or nonexistence of a possible investigation of DeFi exchange Uniswap for it acting as an unregistered securities broker and unregistered securities exchange
It remains unclear whether Uniswap’s native token, UNI, was implicated as a potential security in the SEC’s enforcements notice to Uniswap for it acting as an unregistered securities broker and unregistered securities exchange
DeFi Exchange Uniswap claimed to fight SEC charges for acting as an unregistered securities broker and unregistered securities exchange
DeFi Exchange Uniswap received Notification from SEC (so called Wells notice) that it intends to pursue an enforcement action against Uniswap for acting as an unregistered securities broker and unregistered securities exchange

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DeFi Exchange Uniswap Receives Enforcement Notice From the SEC

Crypto

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DeFi Exchange Uniswap claimed to fight SEC charges for acting as an unregistered securities broker and unregistered securities exchange

Crypto

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Claim

DeFi exchange Uniswap responded to SEC enforcement (a.k.a Wells notice) notice for Operating as Unregistered Securities Broker and Unregistered Securities Exchange

Crypto

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