Wells notices are preliminary warnings that inform respondents of the charges the regulator is considering bringing against them. They usually lead to enforcement actions.

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Wells notices are preliminary warnings that inform respondents of the charges the regulator is considering bringing against them. They usually lead to enforcement actions.

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CoinDesk

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DeFi Exchange Uniswap received Notification from SEC (so called Wells notice) that it intends to pursue an enforcement action against Uniswap for acting as an unregistered securities broker and unregistered securities exchange

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DeFi Exchange Uniswap Receives Enforcement Notice From the SEC

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https://www.coindesk.com/policy/2024/04/10/defi-exchange-uniswap-receives-enforcement-notice-from-the-sec/

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DeFi Exchange Uniswap Receives Enforcement Notice From the SEC

Crypto

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DeFi Exchange Uniswap received Notification from SEC (so called Wells notice) that it intends to pursue an enforcement action against Uniswap for acting as an unregistered securities broker and unregistered securities exchange

Crypto

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