After years of good faith attempts to work with the SEC for regulatory clarity including our well-known attempt to ‘come in and register,’ we are disappointed that the agency has decided to issue a Wells Notice related to our U.S. crypto business

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After years of good faith attempts to work with the SEC for regulatory clarity including our well-known attempt to ‘come in and register,’ we are disappointed that the agency has decided to issue a Wells Notice related to our U.S. crypto business

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Robinhood

Claims from

In response to SEC claim for operating as unregistered broker and clearing agent, Robinhood claimed that it attempted to register as broker - dealer

Source

Robinhood Response to Receipt of Wells Notice from the U.S. Securities and Exchange Commission

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https://newsroom.aboutrobinhood.com/robinhood-response-to-receipt-of-wells-notice-from-the-u-s-securities-and-exchange-commission/

Referenced by

Robinhood Response to Receipt of Wells Notice from the U.S. Securities and Exchange Commission

Crypto

Press release

In response to SEC claim for operating as unregistered broker and clearing agent, Robinhood claimed that it attempted to register as broker - dealer

Crypto

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