In response to SEC claim for operating as unregistered broker and clearing agent, Robinhood claimed that it attempted to register as broker - dealer

News event
Claim

Name

In response to SEC claim for operating as unregistered broker and clearing agent, Robinhood claimed that it attempted to register as broker - dealer

Types

Date

05

Month

/

06

Day

/

2024

Year

12

:

00

am

Quotes that support the claim

Moreover, Robinhood heeded the SEC’s calls and attempted to register a special purpose broker-dealer with the agency

After years of good faith attempts to work with the SEC for regulatory clarity including our well-known attempt to ‘come in and register,’ we are disappointed that the agency has decided to issue a Wells Notice related to our U.S. crypto business

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Moreover, Robinhood heeded the SEC’s calls and attempted to register a special purpose broker-dealer with the agency

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