SEC charges Robinhood for operating unregistered broker-dealer and clearing agency

  • News story


Name

SEC charges Robinhood for operating unregistered broker-dealer and clearing agency

Types

News story

Claims from

In response to SEC claim for operating as unregistered broker and clearing agent, Robinhood claimed that crypto assets listed on their platform are not securities
In response to SEC claim for operating as unregistered broker and clearing agent, Robinhood claimed that it attempted to register as broker - dealer
SEC charges Robinhood for operating unregistered broker-dealer and clearing agency

Date

05

Month
/

06

Day
/

2024

Year

12

:

00

am

Related news events

SEC charges Robinhood for operating as an unregistered broker-dealer and clearing agency
In response to SEC claim for operating as unregistered broker and clearing agent, Robinhood claimed that crypto assets listed on their platform are not securities
In response to SEC claim for operating as unregistered broker and clearing agent, Robinhood claimed that it attempted to register as broker - dealer

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Related topics

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Referenced by

Form 8-K of May 4, 2024 by Robinhood Markets

Crypto

Document

SEC sends Robinhood's crypto business Wells Notice

Crypto

Article

SEC charges Robinhood for operating unregistered broker-dealer and clearing agency

Crypto

News story